Regulators, Industry Groups React to SeniorSafe Act Passage
State securities regulators and industry groups positively received news of the House passage of SeniorSafe Act, H.R. 4538, a bill that seeks to provide civil and administrative immunity ...
Is SEC Morphing Into Peoples Court?
The SEC opened its proceedings to become more like a traditional courtroom instead of a genteel boardroom.
In response to criticisms from practitioners and the media, the SEC announced ...
